Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-00418 | 03/16/2015 | Claimant(s): Dorothy Aukofer Claimant Lawyers(s): John P. Connolly Respondent(s): Frederick Baerenz, AOG Wealth Management, Cetera Advisors LLC, Pacific West Securities. Respondent Lawyers(s): Joseph D. Edmondson, Jr, Kate E. DiGeronimo, Shanon Ford Arbitrator(s): Kevin D. Judd, Christopher M. McMurray, Stephen D. Altman Hearing Site: Washington, DC |  | $0 |
| 07-00969 | 04/22/2008 | Claimant(s): SunTrust Bank, SunTrust Investment Services. Claimant Lawyers(s): Bradford S. Bernstein Respondent(s): Andrew Hickey Respondent Lawyers(s): Daniel S. Fiore Arbitrator(s): Ida W. Draim, Nickey D. Turner, Kevin D. Judd Hearing Site: Washington, DC |