Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03313 | 12/17/2021 | Claimant(s): Geoffrey Newman Claimant Lawyers(s): Geoffrey Lynn Newman Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Jane C. Carney, Stephen D. Altman, Ronald Kalungi Hearing Site: Washington, DC | ||
| 14-00418 | 03/16/2015 | Claimant(s): Dorothy Aukofer Claimant Lawyers(s): John P. Connolly Respondent(s): Frederick Baerenz, AOG Wealth Management, Cetera Advisors LLC, Pacific West Securities. Respondent Lawyers(s): Joseph D. Edmondson, Jr, Kate E. DiGeronimo, Shanon Ford Arbitrator(s): Kevin D. Judd, Christopher M. McMurray, Stephen D. Altman Hearing Site: Washington, DC |  | $0 |