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FINRA Awards for Daniel Nathan Schatz

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0257109/14/2023Claimant(s): Harold Mellin as Trustee, Suzanne Mellin as Trustee
Claimant Lawyers(s): Andrew M. Greenidge
Respondent(s): Faith Xenos, Mariner
Respondent Lawyers(s): Howard J. Rosenburg
Arbitrator(s): Monica I. Salis, William Kent Brown, Daniel Nathan Schatz
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
19-0337309/16/2022Claimant(s): George Schussel, Sandra Schussel
Claimant Lawyers(s): John G. Rich
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Christian T. Kemnitz
Arbitrator(s): Gerald Silverman, Nofrey Matthew Fornaro, Daniel Nathan Schatz
Hearing Site: Boca Raton, FL
Checkmark Icon$5,215,030
17-0088706/24/2019Claimant(s): Paul Schneider
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Elena G. Rodriguez, Will Murphy, Daniel Nathan Schatz
Hearing Site: Boca Raton, FL
Checkmark Icon$94,000
16-0240210/17/2018Claimant(s): Cecelia Darden
Claimant Lawyers(s): Michael Hill
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Donald Theodore Ryce, Brian Arthur Rubino, Daniel Nathan Schatz
Hearing Site: Boca Raton, FL

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