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FINRA Awards for Mitchell Sloane

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0704604/05/2011Claimant(s): William Copperill
Claimant Lawyers(s): Robert J. Boller
Respondent(s): Mitchell Sloane, Westrock Advisors.
Respondent Lawyers(s): Andrew Shapiro, Mitchell H. Sloane
Arbitrator(s): Carolyn A. Mann, Michael J. Deodati, Daniel J. Brooks
Hearing Site: New York, NY
Checkmark Icon$489,710
09-0355111/18/2010Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Mitchell Sloane
Respondent Lawyers(s): Mitchell Harris Sloane
Arbitrator(s): Sandra J. Mullings, Jan Louise Ulman, Joseph M. Buffone
Hearing Site: New York, NY

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