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FINRA Awards for Barry Lax

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0023106/23/2016Claimant(s): Richard Messina, Benchmark-Pellinore.
Claimant Lawyers(s): Barry Lax
Respondent(s): Adam Gordon
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Roger J. Hawke, Walter Michael Mathews, William R. Serpe
Hearing Site: New York, NY
09-0345211/30/2010Claimant(s): Angelo Luongo, John Giambrone, Kathryn Roda, Marion Luongo
Claimant Lawyers(s): Barry Lax
Respondent(s): Albert Wardi, Anthony Mediate, Carlton Capital Inc., Clayton, Dunning & Company.
Respondent Lawyers(s): David A Schrader, Eric J. Dec
Arbitrator(s): Christina Kallas, Judith P. Brooks, Martin J. Oppenheimer
Hearing Site: New York, NY
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