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FINRA Awards for BNP Paribas Securities Corp.

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0275207/08/2024Claimant(s): Daniel Cornell
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): David S. Billet, David John Reilly, Donald Francese
Hearing Site: New York, NY
22-0274305/11/2023Claimant(s): John Azzara
Claimant Lawyers(s): Grant Lally
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Daryl Leon
Arbitrator(s): Evdokia Sofos
Hearing Site: New York, NY
21-0037805/28/2021Claimant(s): Jeffrey Krug
Claimant Lawyers(s): Thomas J. McCabe
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): John DiNapoli
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
18-0403401/30/2020Claimant(s): Francois-Xavier Rouffiac
Claimant Lawyers(s): Jonathan Sack
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Sandra J. Mullings, Geoffrey M. Elkind, Peter E. Gillespie
Hearing Site: New York, NY
17-0251502/15/2018Claimant(s): Imran Mahar
Claimant Lawyers(s): Imran Khan Mahar
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Karen M. Carbone
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
12-0239205/22/2017Claimant(s): Kyle Rusconi, Namuk Cho
Claimant Lawyers(s): David B. Wechsler
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Alida D. Camp, Sherri L. Hughes, Kent L. Benziger
Hearing Site: New York, NY
16-0075805/19/2017Claimant(s): Deron Goodwin
Claimant Lawyers(s): Jonathan Sack
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Ivan W. Harper, Nancy Kramer, Robert Francis Geary
Hearing Site: New York, NY
13-0208402/26/2016Claimant(s): Jonathan Jacoby
Claimant Lawyers(s): Laurence S. Moy
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Leah G. Rabinowitz, Margarita Echevarria, Nancy Kramer
Hearing Site: New York, NY
10-0474406/26/2015Claimant(s): Ontonimo (OMO) Limited
Claimant Lawyers(s): Barry R. Lax
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Harry Frischer
Arbitrator(s): Peter A. Goldman, Ellyn S. Roth, Albert L. Akerman
Hearing Site: New York, NY
Checkmark Icon$16,600,000
08-0221003/15/2010Claimant(s): Andrew McConnell
Claimant Lawyers(s): Michael Schwartzberg
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Joel P. Mellis, Harry T. Walters, Christine Moore
Hearing Site: New York, NY

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