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FINRA Awards for Francois-Xavier Rouffiac

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0403401/30/2020Claimant(s): Francois-Xavier Rouffiac
Claimant Lawyers(s): Jonathan Sack
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Sandra J. Mullings, Geoffrey M. Elkind, Peter E. Gillespie
Hearing Site: New York, NY

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