| 10-01922 | 03/13/2012 | Claimant(s): Narayan Madisetti
Claimant Lawyers(s): Richard M. Duignan
Respondent(s): OptionsXpress.
Respondent Lawyers(s): James M. Moriarty
Arbitrator(s): David F. Greenberg, Brian J. Burstin, Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
|  | $16,500 |
| 07-02662 | 05/29/2009 | Claimant(s): Murphy & Durieu
Claimant Lawyers(s): James M. Moriarty
Respondent(s): Cindy Dodeles, David Dodeles, J.P. Morgan Securities, Louis Cesario, RBC Capital Markets Corporation, Hamershlag, Dodeles & Co., Penson Financial Services.
Respondent Lawyers(s): Cindy Dodeles, David S. Richan, Gene L. Small, Ivan Dodeles, Joseph F. Keenan, Louis Cesario
Arbitrator(s): David S. Billet, Robert Pincus, Anthony J. Raimondi
Hearing Site: New York, NY
| | |
| 06-03481 | 03/18/2008 | Claimant(s): Mark Urich
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Richard Lewin, Robert Lewin
Respondent Lawyers(s): James M. Moriarty
Arbitrator(s): Douglas John Baumann, Roland E. Wyatt, Louis P. Wagman
Hearing Site: New York, NY
| | $0 |
