| 21-03123 | 06/16/2023 | Claimant(s): BPY Limited, Murchinson LTD, Nomis Bay Limited
Claimant Lawyers(s): David S. Richan
Respondent(s): Cassel Shapiro, Paul Zogala, Robert Eide, Aegis Capital Corp.
Respondent Lawyers(s): Aaron F. Miner, David S. Richan, Richard A. Roth
Arbitrator(s): Peter A. Goldman, Jeffrey Alan Helewitz, Sherman Guo
Hearing Site: New York, NY
|  | $0 |
| 20-03698 | 08/06/2021 | Claimant(s): Tobias Lenza
Claimant Lawyers(s): Anthony A. Lenza
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): David S. Richan
Arbitrator(s): Mary Julia O'Connell, Hashim Ghadiali, John Warner Lowe
Hearing Site: New York, NY
| | $0 |
| 14-03249 | 07/19/2018 | Claimant(s): Prime Properties of NY 1.
Claimant Lawyers(s): Kenneth B. Schwartz
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): David S. Richan
Arbitrator(s): Louis P. Wagman, Paul C. Tang, John Michael Bergin
Hearing Site: New York, NY
| | $0 |
| 12-04083 | 07/11/2017 | Claimant(s): Denise Hoffman
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Gary Zwetchkenbaum, Gilford Securities Incorporated
Respondent Lawyers(s): David S. Richan, Eric J. Sussman
Arbitrator(s): Richard W. Vallario, Irwin Kahn, Anna Lascar
Hearing Site: New York, NY
| | $206,783 |
| 11-03985 | 05/21/2013 | Claimant(s): Robert Ceresa
Claimant Lawyers(s): David S. Richan
Respondent(s): Calvin Grigsby, Jerry Liang, Grigsby & Associates.
Respondent Lawyers(s): Regina L. Darby
Arbitrator(s): Anne Wickham Boyle, Sam Antar, Jerome M Shafer
Hearing Site: New York, NY
| | |
| 10-02372 | 11/25/2011 | Claimant(s): Amy Diamond
Claimant Lawyers(s): David S. Richan
Respondent(s): John Loofbourrow, John W. Loofbourrow Associates
Respondent Lawyers(s): William M. Dellicato
Arbitrator(s): Henry Tiffany, Madelon M. Rosenfeld, Robert S. Clemente
Hearing Site: New York, NY
| | |
| 07-02662 | 05/29/2009 | Claimant(s): Murphy & Durieu
Claimant Lawyers(s): James M. Moriarty
Respondent(s): Cindy Dodeles, David Dodeles, J.P. Morgan Securities, Louis Cesario, RBC Capital Markets Corporation, Hamershlag, Dodeles & Co., Penson Financial Services.
Respondent Lawyers(s): Cindy Dodeles, David S. Richan, Gene L. Small, Ivan Dodeles, Joseph F. Keenan, Louis Cesario
Arbitrator(s): David S. Billet, Robert Pincus, Anthony J. Raimondi
Hearing Site: New York, NY
| | |
