| 13-01294 | 12/29/2015 | Claimant(s): Justin Deleon
Claimant Lawyers(s): Daniel Felber
Respondent(s): Anthony Pace, Erik Pica, Kris Bortnovsky, Global Arena Capital Corp, Light Capital Group
Respondent Lawyers(s): Justin Greenblum
Arbitrator(s): Harold Webb, Robert S. Clemente, Frank Joseph Clemens
Hearing Site: New York, NY
| | |
| 10-03471 | 12/22/2011 | Claimant(s): The Circle Trust UAD, Joan Lane TTEE
Claimant Lawyers(s): Hartley T. Bernstein
Respondent(s): Donna Leone, Laura Sloate, Neuberger Berman LLC, SWM Securities., Sloate, Weisman, Murray & Company.
Respondent Lawyers(s): Compliance Officer, Donna M. Leone, Victor A. Machcinski
Arbitrator(s): Harvey Barrison, Lisa Catalano, Robert S. Clemente
Hearing Site: New York, NY
|  | Expungement |
| 10-02372 | 11/25/2011 | Claimant(s): Amy Diamond
Claimant Lawyers(s): David S. Richan
Respondent(s): John Loofbourrow, John W. Loofbourrow Associates
Respondent Lawyers(s): William M. Dellicato
Arbitrator(s): Henry Tiffany, Madelon M. Rosenfeld, Robert S. Clemente
Hearing Site: New York, NY
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