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FINRA Awards for Global Arena Capital Corp

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0129412/29/2015Claimant(s): Justin Deleon
Claimant Lawyers(s): Daniel Felber
Respondent(s): Anthony Pace, Erik Pica, Kris Bortnovsky, Global Arena Capital Corp, Light Capital Group
Respondent Lawyers(s): Justin Greenblum
Arbitrator(s): Harold Webb, Robert S. Clemente, Frank Joseph Clemens
Hearing Site: New York, NY
14-0002912/03/2015Claimant(s): Irving Nast
Claimant Lawyers(s): Marc I. Zussman
Respondent(s): Brian Hagerman, John Matthews, Equities Trading Corporation, Global Arena Capital Corp, Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor, Ronald S. Herzog
Arbitrator(s): Edward J. Costello, Alan M. Rosen, Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
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11-0268205/01/2014Claimant(s): Harry Friedman
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Albert Pette, Brian Hagerman, John Matthews, Mark Lisser, Global Arena Capital Corp
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Boyd H. Scheff, Cynthia A. DiMarco, Eric J. Sussman
Hearing Site: New York, NY

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