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FINRA Awards for Grigsby & Associates.

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0398505/21/2013Claimant(s): Robert Ceresa
Claimant Lawyers(s): David S. Richan
Respondent(s): Calvin Grigsby, Jerry Liang, Grigsby & Associates.
Respondent Lawyers(s): Regina L. Darby
Arbitrator(s): Anne Wickham Boyle, Sam Antar, Jerome M Shafer
Hearing Site: New York, NY
06-0420910/17/2007Claimant(s): M Securities Investment.
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Calvin Grigsby, Grigsby & Associates.
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): James D. McDonald, Robert S. Natiss, Marc S. Dobin
Hearing Site: Boca Raton, FL

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