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FINRA Awards for David F. Greenberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0192405/06/2014Claimant(s): Matthew Reynolds
Claimant Lawyers(s): Craig Riha
Respondent(s): Olympia Asset Management,LTD.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): David F. Greenberg, James M. Baumann, Martin A. Edelstein
Hearing Site: New York, NY
10-0192203/13/2012Claimant(s): Narayan Madisetti
Claimant Lawyers(s): Richard M. Duignan
Respondent(s): OptionsXpress.
Respondent Lawyers(s): James M. Moriarty
Arbitrator(s): David F. Greenberg, Brian J. Burstin, Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
Checkmark Icon$16,500
09-0224703/26/2010Claimant(s): Milford Muchnick
Claimant Lawyers(s): Henry T. Nguyen
Respondent(s): Morgan Stanley & Co., William Knowles
Respondent Lawyers(s): August "Jaime" H. Schupp
Arbitrator(s): David F. Greenberg, Peter A. Goldman, Saul Scheier
Hearing Site: New York, NY
Checkmark Icon$72,000

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