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FINRA Awards for OptionsXpress.

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0192203/13/2012Claimant(s): Narayan Madisetti
Claimant Lawyers(s): Richard M. Duignan
Respondent(s): OptionsXpress.
Respondent Lawyers(s): James M. Moriarty
Arbitrator(s): David F. Greenberg, Brian J. Burstin, Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
Checkmark Icon$16,500
06-0518308/13/2007Claimant(s): Linda Hale
Claimant Lawyers(s): Neil B. Solomon
Respondent(s): OptionsXpress.
Respondent Lawyers(s): Hillary Victor
Arbitrator(s): Bernard A. Taub, Kevin S. Doty, Allen Robin
Hearing Site: Boca Raton, FL
Checkmark Icon$175,000

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