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FINRA Awards for Kevin S. Doty

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0293705/04/2012Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): David H. Brodie
Respondent(s): Jonathan Berstein
Respondent Lawyers(s): Carl F. Schoeppl
Arbitrator(s): Carl Shechter, Kevin S. Doty, Dale H. Van Scoyk
Hearing Site: Boca Raton, FL
06-0518308/13/2007Claimant(s): Linda Hale
Claimant Lawyers(s): Neil B. Solomon
Respondent(s): OptionsXpress.
Respondent Lawyers(s): Hillary Victor
Arbitrator(s): Bernard A. Taub, Kevin S. Doty, Allen Robin
Hearing Site: Boca Raton, FL
Checkmark Icon$175,000

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