08-02791 | 01/13/2010 | Claimant(s): Laura Quigley Claimant Lawyers(s): Theodore M. Davis Respondent(s): Ralph Saviano Respondent Lawyers(s): Barry R. Temkin Arbitrator(s): AnnMarie Miller, Douglas John Baumann, Robert J. McDonnell Hearing Site: Newark, NJ
| | $5,500 |
08-01656 | 05/19/2009 | Claimant(s): Barry Liben Claimant Lawyers(s): Michael J. Sullivan Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Christopher M. Burky Arbitrator(s): Charles L. Prothero, Douglas John Baumann, Robert Philip Mather Hearing Site: Newark, NJ
| | $16,205 |
08-00123 | 04/16/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): J. Michael Riordan Respondent(s): Joseph Delaura Respondent Lawyers(s): Barry R. Lax Arbitrator(s): Douglas John Baumann, Norman Kass, Robert Alan Mayer Hearing Site: Newark, NJ
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07-00534 | 06/23/2008 | Claimant(s): Thomas Mccarthy Claimant Lawyers(s): Cindy D Salvo Respondent(s): Financial Network Investment Corporation, Karoon Capital Markets. Respondent Lawyers(s): Paul A. Lieberman, Thomas Vays Arbitrator(s): Jeffrey Steinberg, Linda T. Pellegrino, Douglas John Baumann Hearing Site: Newark, NJ
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06-03481 | 03/18/2008 | Claimant(s): Mark Urich Claimant Lawyers(s): Debra G. Speyer Respondent(s): Richard Lewin, Robert Lewin Respondent Lawyers(s): James M. Moriarty Arbitrator(s): Douglas John Baumann, Roland E. Wyatt, Louis P. Wagman Hearing Site: New York, NY
| | $0 |
06-04608 | 10/17/2007 | Claimant(s): Ronald Kramer Claimant Lawyers(s): George L. Mahr Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Richard C. Szuch Arbitrator(s): Walter A. Kapuscinski, Edith M. Novack, Douglas John Baumann Hearing Site: Newark, NJ
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