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FINRA Awards for Saratoga Capital Markets

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0120508/08/2013Claimant(s): Saratoga Capital Markets
Claimant Lawyers(s): Kevin Tingley
Respondent(s): J.P. Morgan Clearing Corp.
Respondent Lawyers(s): Lauren Fox
Arbitrator(s): Farrell C. Glasser, Susan E. Harkins, Sally Jane Sancimino
Hearing Site: New York, NY

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