| 10-00886 | 07/29/2011 | Claimant(s): Thomas Anderson
Claimant Lawyers(s): Natalie M. Koss
Respondent(s): Fred Alger & Company.
Respondent Lawyers(s): Bennett L. Epstein
Arbitrator(s): Mark D. Quinn, Gloria O. North, Elena G. Rodriguez
Hearing Site: Ft. Lauderdale, FL
| | |
| 09-06704 | 07/27/2010 | Claimant(s): Beja Finance International
Claimant Lawyers(s): Robert L. Schenk
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Mark D. Quinn, Todd M. Saunders, Barry David Thorpe
Hearing Site: Miami, FL
|  | Dismissed by Rule 12206 |
| 07-00345 | 03/10/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Warren Rockmacher
Respondent Lawyers(s): Warren M. Rockmacher
Arbitrator(s): Mark D. Quinn, Charles L. Henderson, Allan N. Taffet
Hearing Site: New York, NY
| | |
| 06-02135 | 01/03/2008 | Claimant(s): Steven Nadler
Claimant Lawyers(s): Ruthann G. Niosi
Respondent(s): J.J.B. Hilliard, W.L. Lyons, PNC Investment
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Mark D. Quinn, Susan E. Harkins, Robert Philip Mather
Hearing Site: Newark, NJ
| | |
