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FINRA Awards for Warren M. Rockmacher

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0034503/10/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Warren Rockmacher
Respondent Lawyers(s): Warren M. Rockmacher
Arbitrator(s): Mark D. Quinn, Charles L. Henderson, Allan N. Taffet
Hearing Site: New York, NY

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