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FINRA Awards for Margaret Else Nelson

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0318609/17/2019Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Stephen M Kramarsky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Carl Mills
Arbitrator(s): Leonard M. Bakal, Susan E. Harkins, Margaret Else Nelson
Hearing Site: New York, NY

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