| 19-01728 | 01/26/2021 | Claimant(s): Herbert Cohen
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): National Securities Corporation, Scott Matalon
Respondent Lawyers(s): Frank J. Cuccio, Fred Knopf
Arbitrator(s): Fern Sue Reidman, Ellyn S. Roth, Anna Lascar
Hearing Site: New York, NY
|  | Expungement |
| 14-03312 | 04/26/2016 | Claimant(s): Frank Munnerlyn, Margaret Munnerlyn
Claimant Lawyers(s): Ariel S. Rosenzveig
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Sandra Gale Behrle, Robert E. Anderson, Fern Sue Reidman
Hearing Site: New York, NY
| | Expungement |
| 13-03642 | 08/19/2015 | Claimant(s): Elisabeth Lurye
Claimant Lawyers(s): Brittany Weiner
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Lawrence R. Sandak
Arbitrator(s): Randolph Guggenheimer, Lisa Catalano, Fern Sue Reidman
Hearing Site: New York, NY
| | |
| 13-01587 | 07/15/2015 | Claimant(s): Bethany Jolly, John Jolly
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Alan Chodosh, David Lerner Associates., David Lerner, John Dempsey, Martin Lerner, Mitchell Fischer, Steven Sormani
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Robert J. Kheel, Fern Sue Reidman, Antonio Olivero
Hearing Site: New York, NY
| | Expungement |
| 14-00477 | 11/20/2014 | Claimant(s): Ilan Preis
Claimant Lawyers(s): Henry L. Saurborn, Jr.
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Walter A. Saurack
Arbitrator(s): Fern Sue Reidman
Hearing Site: New York, NY
| | |
| 11-02043 | 05/09/2013 | Claimant(s): Tracy Landow
Claimant Lawyers(s): Martin P. Unger
Respondent(s): Goldman, Sachs and Company, John Blondel
Respondent Lawyers(s): Mark Cohen
Arbitrator(s): Fern Sue Reidman, April D. Bowie, Susan Manca
Hearing Site: New York, NY
| | $1,647,910 |
| 09-05366 | 03/08/2010 | Claimant(s): Howard Braff
Claimant Lawyers(s): Howard Braff
Respondent(s): Peter Downey
Respondent Lawyers(s): Peter David Downey
Arbitrator(s): Fern Sue Reidman
Hearing Site: New York, NY
| | |
