Potomac Analytics' Logo

FINRA Awards for Joseph L. Siders

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0278405/29/2024Claimant(s): John Lyons, J. Lyons Fund Management.
Claimant Lawyers(s): Michael R. Karnuth
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
23-0346705/13/2024Claimant(s): Sergio Agopian
Claimant Lawyers(s): John E. Jenkins
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Linda J. Baer
Hearing Site: Jersey City, NJ
Checkmark Icon$300
23-0310403/21/2024Claimant(s): Goshgar Huseynov
Claimant Lawyers(s): Goshgar Huseynov
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): James F. Carlson
Hearing Site: Chicago, IL
Checkmark Icon$0
23-0171412/19/2023Claimant(s): Christine Gustafson, Karen Landau
Claimant Lawyers(s): Karen Landau
Respondent(s): Margaret Latta, TD Ameritrade.
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Linda J. Baer
Hearing Site: Jersey City, NJ
Checkmark Icon$425
22-0269109/15/2023Claimant(s): Rechard Banks-Davis
Claimant Lawyers(s): Rechard Antonio Banks-Davis
Respondent(s): Austin Witt, Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Michael S. Jordan
Hearing Site: Chicago, IL
Checkmark Icon$0
22-0234502/28/2023Claimant(s): John and Christine Stewart
Claimant Lawyers(s): Christine Stewart
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Laura A. Kaster
Hearing Site: Washington, DC
Checkmark Icon$19
22-0174712/15/2022Claimant(s): Paul Weiland
Claimant Lawyers(s): Paul J. Weiland
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Barbara Black
Hearing Site: Raleigh, NC
Checkmark Icon$88
21-0054806/22/2022Claimant(s): Estate of Inayat S. Fleischaker
Claimant Lawyers(s): Joseph Wojciechowski
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Jonathan B. Gilbert, Odalo Joseph Ohiku, Denise Renee Poindexter
Hearing Site: Chicago, IL
Checkmark IconExpungement
19-0145907/15/2021Claimant(s): PGPG LLC
Claimant Lawyers(s): Jeffrey N. Goldberg
Respondent(s): Charles Schwab & Co.., Charles Schwab Futures.
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Olivia J. Valentine, Michael R. Diliberto, Brenda Lee James
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
20-0255003/23/2021Claimant(s): Craig Bloxham, Craig G. Bloxham & Deborah Bloxham Joint
Claimant Lawyers(s): Craig G. Bloxham
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Edward W. Morris
Hearing Site: Montpelier, VT
Checkmark Icon$16,753

15 Results

Display: