19-01459 | 07/15/2021 | Claimant(s): PGPG LLC Claimant Lawyers(s): Jeffrey N. Goldberg Respondent(s): Charles Schwab & Co.., Charles Schwab Futures. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Olivia J. Valentine, Michael R. Diliberto, Brenda Lee James Hearing Site: Los Angeles, CA
| | Expungement |
12-02964 | 10/03/2014 | Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): Jeffrey N. Goldberg Respondent(s): Lawrence Digioia, Matthew Celenza Respondent Lawyers(s): Jeffrey K. Riffer Arbitrator(s): Herbert Leslie Greenberg, Theresa Y. Hu, Richard J. Stall Hearing Site: Los Angeles, CA
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11-00694 | 04/22/2013 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Jeffrey N. Goldberg Respondent(s): Henrique Berger Respondent Lawyers(s): Henrique Berger Arbitrator(s): Jane Bradley, Susan B. Gans-Smith, Zachary Scott Rigdon Hearing Site: San Francisco, CA
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10-02107 | 11/06/2012 | Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): Jeffrey N. Goldberg Respondent(s): Zamir Siddiqi Respondent Lawyers(s): Richard D. Burstein Arbitrator(s): Robert J. Ruben, Anita Rae Shapiro, Stephen Gary Holmes Hearing Site: Los Angeles, CA
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