FINRA Awards for Zachary Scott Rigdon

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-00284	04/02/2014	Claimant(s): Robert Bennett, William Bennett, The Bennett Family Trust - 1989 Claimant Lawyers(s): A. Emory Wishon, Fatima Gioletti, Roger M. Schrimp Respondent(s): Gary Reed, Jeffery Brookshire, Margaret Bennett, Mark Shoemaker, First Allied Securities., Reed, Shoemaker and Brookshire. Respondent Lawyers(s): Dirk B. Paloutzian, Jeffrey Compton Arbitrator(s): Peter H. Daly, Nancy A. Yonge, Zachary Scott Rigdon Hearing Site: San Francisco, CA		Expungement
12-01338	12/12/2013	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Robert B. Ericson Respondent(s): William McClendon Respondent Lawyers(s): Joseph A. Salazar Arbitrator(s): John J. Flynn, Edwin C. Shiver, Zachary Scott Rigdon Hearing Site: San Francisco, CA
11-00694	04/22/2013	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Jeffrey N. Goldberg Respondent(s): Henrique Berger Respondent Lawyers(s): Henrique Berger Arbitrator(s): Jane Bradley, Susan B. Gans-Smith, Zachary Scott Rigdon Hearing Site: San Francisco, CA