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FINRA Awards for Travis Barnes

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0070810/12/2022Claimant(s): Travis Barnes
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Richard S. Zaifert
Hearing Site: Jacksonville, FL
16-0362403/19/2018Claimant(s): Travis Barnes, Barnes Benefit Consultants, Barnes Capital Advisors, Barnes Holdings.
Claimant Lawyers(s): Victor L. Hayslip
Respondent(s): Miron Allen, Allen Mooney & Barnes Brokerage Services, Allen Mooney & Barnes Client Services, Allen Mooney & Barnes Investment Advisor
Respondent Lawyers(s): Peter N. Farley
Arbitrator(s): Roger W. Van Deusen, Gerald Thomas Harper, Daniel Patrick Gimmy
Hearing Site: Jacksonville, FL

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