14-01486 | 01/06/2017 | Claimant(s): Renee Vanek Claimant Lawyers(s): Margaret Peper Respondent(s): Affinity Federal Credit Union, Affinity Investment Services Respondent Lawyers(s): David E. Strand Arbitrator(s): Louis H. Miron, Joan Marie Chiusano, Eric Moss Stein Hearing Site: Newark, NJ
| | |
14-02988 | 10/07/2016 | Claimant(s): Brandon Decker Claimant Lawyers(s): Brandon George Decker Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): David E. Strand Arbitrator(s): Howard D. Jacob, Ellyn S. Roth, Thomas Naylor Hearing Site: New York, NY
| | |
15-00280 | 09/26/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): David E. Strand Respondent(s): Olga Pereira Respondent Lawyers(s): Jonathan E. Neuman Arbitrator(s): Daniel Robbins, Barry Steven Port, Eric Mattison Rosenberg Hearing Site: New York, NY
| | |
15-01397 | 09/01/2016 | Claimant(s): Dianne Delfino Claimant Lawyers(s): Bruce E. Menken Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): David E. Strand Arbitrator(s): Leona Beane, Josian Antoine, Jay Alan Kranis Hearing Site: New York, NY
| | |
10-05160 | 11/18/2011 | Claimant(s): Hang Bui Claimant Lawyers(s): Walter Birkel Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): David E. Strand Arbitrator(s): Joan M. Traub, Daniel P. Lund, Michael L.B. Kaplan Hearing Site: Newark, NJ
| | |
08-03500 | 05/03/2011 | Claimant(s): Joseph Bardzilowski Claimant Lawyers(s): Thomas H. Chiacchio Respondent(s): Wachovia Securities, Francis Buckley, Harry Sze, Lawrence Parsons Respondent Lawyers(s): David E. Strand Arbitrator(s): Cynthia H. Plishtin, John R. Buehler, Alan Shaw Hearing Site: Newark, NJ
| | |
08-01654 | 12/06/2010 | Claimant(s): Walter Roth Claimant Lawyers(s): Walter W. Roth Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): David E. Strand Arbitrator(s): David N. Brainin, Marilyn Chin, Angela M. Morisco Hearing Site: Newark, NJ
| | |
07-02357 | 11/24/2010 | Claimant(s): Brian McCafferty Claimant Lawyers(s): Kevin E. Barber Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): David E. Strand Arbitrator(s): Cynthia H. Plishtin, Edward L. Levine, Stephanie M. Miller Hearing Site: Newark, NJ
| | |