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FINRA Awards for David E. Strand

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0148601/06/2017Claimant(s): Renee Vanek
Claimant Lawyers(s): Margaret Peper
Respondent(s): Affinity Federal Credit Union, Affinity Investment Services
Respondent Lawyers(s): David E. Strand
Arbitrator(s): Louis H. Miron, Joan Marie Chiusano, Eric Moss Stein
Hearing Site: Newark, NJ
14-0298810/07/2016Claimant(s): Brandon Decker
Claimant Lawyers(s): Brandon George Decker
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): David E. Strand
Arbitrator(s): Howard D. Jacob, Ellyn S. Roth, Thomas Naylor
Hearing Site: New York, NY
15-0028009/26/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): David E. Strand
Respondent(s): Olga Pereira
Respondent Lawyers(s): Jonathan E. Neuman
Arbitrator(s): Daniel Robbins, Barry Steven Port, Eric Mattison Rosenberg
Hearing Site: New York, NY
15-0139709/01/2016Claimant(s): Dianne Delfino
Claimant Lawyers(s): Bruce E. Menken
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): David E. Strand
Arbitrator(s): Leona Beane, Josian Antoine, Jay Alan Kranis
Hearing Site: New York, NY
10-0516011/18/2011Claimant(s): Hang Bui
Claimant Lawyers(s): Walter Birkel
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): David E. Strand
Arbitrator(s): Joan M. Traub, Daniel P. Lund, Michael L.B. Kaplan
Hearing Site: Newark, NJ
08-0350005/03/2011Claimant(s): Joseph Bardzilowski
Claimant Lawyers(s): Thomas H. Chiacchio
Respondent(s): Wachovia Securities, Francis Buckley, Harry Sze, Lawrence Parsons
Respondent Lawyers(s): David E. Strand
Arbitrator(s): Cynthia H. Plishtin, John R. Buehler, Alan Shaw
Hearing Site: Newark, NJ
08-0165412/06/2010Claimant(s): Walter Roth
Claimant Lawyers(s): Walter W. Roth
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): David E. Strand
Arbitrator(s): David N. Brainin, Marilyn Chin, Angela M. Morisco
Hearing Site: Newark, NJ
07-0235711/24/2010Claimant(s): Brian McCafferty
Claimant Lawyers(s): Kevin E. Barber
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): David E. Strand
Arbitrator(s): Cynthia H. Plishtin, Edward L. Levine, Stephanie M. Miller
Hearing Site: Newark, NJ

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