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FINRA Awards for Eric Mattison Rosenberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0289711/30/2017Claimant(s): Leonard Demontagnac
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Joel Chernov
Arbitrator(s): Richard E. Castiglioni, Amy Banet, Eric Mattison Rosenberg
Hearing Site: New York, NY
15-0028009/26/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): David E. Strand
Respondent(s): Olga Pereira
Respondent Lawyers(s): Jonathan E. Neuman
Arbitrator(s): Daniel Robbins, Barry Steven Port, Eric Mattison Rosenberg
Hearing Site: New York, NY

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