| 19-03676 | 03/14/2022 | Claimant(s): Jayme Fowler
Claimant Lawyers(s): Andrew R. Harvin
Respondent(s): Invesco Distributors., Oppenheimerfunds Distributor.
Respondent Lawyers(s): Adam M. Harris
Arbitrator(s): Peter A. Goldman, Barry Steven Port, William Marsillo
Hearing Site: New York, NY
| | |
| 21-01879 | 02/16/2022 | Claimant(s): Bennett Weiss IRA, Bennett Weiss SEP IRA, Denise Weiss IRA, Denise Weiss SEP IRA
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Andrew S. Azarmi
Arbitrator(s): Julian F. Santos, Barry Steven Port, Brian John Gallagher
Hearing Site: New York, NY
|  | Dismissed by Rule 12206 |
| 16-00615 | 01/23/2017 | Claimant(s): Natasha Boyden
Claimant Lawyers(s): Christine A. Palmieri
Respondent(s): Global Hunter Securities, Seaport Global Securities LLC
Respondent Lawyers(s): Jonathan R. Jeremias
Arbitrator(s): Linda J. Baer, Barry Steven Port, John Berton
Hearing Site: New York, NY
| | |
| 15-00280 | 09/26/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): David E. Strand
Respondent(s): Olga Pereira
Respondent Lawyers(s): Jonathan E. Neuman
Arbitrator(s): Daniel Robbins, Barry Steven Port, Eric Mattison Rosenberg
Hearing Site: New York, NY
| | |
| 11-02705 | 03/01/2013 | Claimant(s): Gregory Morris
Claimant Lawyers(s): Robert Kraus
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Martin Jay Siegel, Nancy S. Gerber, Barry Steven Port
Hearing Site: New York, NY
| | |
| 11-02405 | 08/23/2012 | Claimant(s): Arnold Schwedock Irrevocable Trust
Claimant Lawyers(s): Vincent J. Imbesi
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Thomas E. Duggan, Sanford S. Stevens, Barry Steven Port
Hearing Site: New York, NY
| | $0 |
