Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03784 | 11/22/2021 | Claimant(s): Tara O'Connor-Roche, Estate of Paul Roche III Claimant Lawyers(s): Robert Kraus Respondent(s): Christopher Bayles, RBC Capital Markets LLC Respondent Lawyers(s): George D. Sullivan Arbitrator(s): Jeffrey Alan Helewitz, Patricia Kathleen Costello, Lourdes Gomez Hearing Site: New York, NY |  | $0 |
| 11-02705 | 03/01/2013 | Claimant(s): Gregory Morris Claimant Lawyers(s): Robert Kraus Respondent(s): UBS Securities LLC Respondent Lawyers(s): Lloyd B. Chinn Arbitrator(s): Martin Jay Siegel, Nancy S. Gerber, Barry Steven Port Hearing Site: New York, NY |