| 23-02824 | 08/09/2024 | Claimant(s): Mychael Nguyen
Claimant Lawyers(s): Harris Freedman
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Andrew S. Azarmi
Arbitrator(s): Shawn Ridgell
Hearing Site: San Francisco, CA
| | |
| 23-01466 | 03/28/2024 | Claimant(s): Jeffrey Beaulieu
Claimant Lawyers(s): William Bean
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Andrew S. Azarmi
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
| 21-01879 | 02/16/2022 | Claimant(s): Bennett Weiss IRA, Bennett Weiss SEP IRA, Denise Weiss IRA, Denise Weiss SEP IRA
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Andrew S. Azarmi
Arbitrator(s): Julian F. Santos, Barry Steven Port, Brian John Gallagher
Hearing Site: New York, NY
|  | Dismissed by Rule 12206 |
| 20-02861 | 03/04/2021 | Claimant(s): Brian Peardon
Claimant Lawyers(s): Kurt Zimmerman
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Andrew S. Azarmi
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: San Francisco, CA
| | |
| 18-01168 | 01/22/2019 | Claimant(s): Brandi Stahl
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Andrew S. Azarmi
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
| | |
| 18-00797 | 11/19/2018 | Claimant(s): Jeff Maas
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Andrew S. Azarmi
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
| | |
| 18-01468 | 10/16/2018 | Claimant(s): Virgilio Cristobal
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Andrew S. Azarmi
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | |
| 17-01868 | 09/13/2018 | Claimant(s): Ginger Chapin, Lionel Dupont, Steven Dupont, Eva M. Duponte Revocable Trust, Lionel V. Duponte Revocable Trust
Claimant Lawyers(s): Ginger Dupont
Respondent(s): Pruco Securities., MML Investors Services
Respondent Lawyers(s): Andrew S. Azarmi, Julie E. Ravis
Arbitrator(s): Robert Titus, Catherine Stewart, Michael P. Breton
Hearing Site: Hartford, CT
| | Dismissed by Rule 12206 |
