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FINRA Awards for Brian Peardon

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0286205/28/2021Claimant(s): Brian Peardon
Claimant Lawyers(s): Harris Freedman
Respondent(s): ProEquities.
Respondent Lawyers(s): Kathryn Roe Eldridge
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
20-0286103/04/2021Claimant(s): Brian Peardon
Claimant Lawyers(s): Kurt Zimmerman
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Andrew S. Azarmi
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: San Francisco, CA

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