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FINRA Awards for Kurt Zimmerman

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0257803/19/2021Claimant(s): Daniel Bodemeijer
Claimant Lawyers(s): Kurt Zimmerman
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
20-0286103/04/2021Claimant(s): Brian Peardon
Claimant Lawyers(s): Kurt Zimmerman
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Andrew S. Azarmi
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: San Francisco, CA
20-0104701/25/2021Claimant(s): Ralph Adamo
Claimant Lawyers(s): Kurt Zimmerman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Michael M. Hachigian
Hearing Site: Los Angeles, CA
20-0252101/13/2021Claimant(s): Anthony Bagneschi
Claimant Lawyers(s): Kurt Zimmerman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Alyson Terrell
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
20-0141412/04/2020Claimant(s): Michael Nielson
Claimant Lawyers(s): Kurt Zimmerman
Respondent(s): Cetera Advisors LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Donald N. Tolin
Hearing Site: Denver, CO

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