| 12-00416 | 04/01/2014 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Elizabeth A. Scoditti
Respondent(s): Steven Greenberg
Respondent Lawyers(s): Peter M. Khrinenko
Arbitrator(s): Cynthia H. Plishtin
Hearing Site: Newark, NJ
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| 13-00321 | 08/16/2013 | Claimant(s): Lincoln Investment Planning
Claimant Lawyers(s): Patrick M. Hitchens
Respondent(s): Gordon Ward
Respondent Lawyers(s): Gordon Burke Ward
Arbitrator(s): Cynthia H. Plishtin
Hearing Site: Newark, NJ
| | |
| 08-03500 | 05/03/2011 | Claimant(s): Joseph Bardzilowski
Claimant Lawyers(s): Thomas H. Chiacchio
Respondent(s): Wachovia Securities, Francis Buckley, Harry Sze, Lawrence Parsons
Respondent Lawyers(s): David E. Strand
Arbitrator(s): Cynthia H. Plishtin, John R. Buehler, Alan Shaw
Hearing Site: Newark, NJ
| | |
| 07-02357 | 11/24/2010 | Claimant(s): Brian McCafferty
Claimant Lawyers(s): Kevin E. Barber
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): David E. Strand
Arbitrator(s): Cynthia H. Plishtin, Edward L. Levine, Stephanie M. Miller
Hearing Site: Newark, NJ
| | |
| 07-01242 | 03/13/2008 | Claimant(s): Sheree Swanncak
Claimant Lawyers(s): Vincent J. Imbesi
Respondent(s): TFS Securities.
Respondent Lawyers(s): Russell S. Burnside
Arbitrator(s): Cynthia H. Plishtin
Hearing Site: New York, NY
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