| 13-02061 | 08/20/2015 | Claimant(s): Ardalia Criner, Gary Hall, Gina Hall, Helen Sanders, William Sanders
Claimant Lawyers(s): Andrew Stoltman
Respondent(s): Laura Tedball, Resource Horizons Group LLC
Respondent Lawyers(s): David K. Miller, Heidi E. VonderHeide
Arbitrator(s): Robert G. Scott, John M. Wehrman, Susan Ann Berson
Hearing Site: Wichita, KS
|  | Expungement |
| 14-00194 | 08/22/2014 | Claimant(s): James Nagengast, Kevin Miller
Claimant Lawyers(s): Elaine M. Rice
Respondent(s): Securities America.
Respondent Lawyers(s): Carmen Brun
Arbitrator(s): Robert G. Scott, Thomas J. Pleiss, Verne R. Gray
Hearing Site: Omaha, NE
| | |
| 11-03762 | 05/28/2013 | Claimant(s): Robert Scott, Family Trust FBO Gregory Scott, Florida Qualified Personal Resident Trus, Gregory Scott Tee of Robert W. Scott, Jr, R. Scott, Jr. Grandchildren Spray Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): Linda M. Granata, Richard J. Kaplan, Carlos E. Ayala
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
