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FINRA Awards for Edna E. Thompson CGM IRA Custodian

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0182807/11/2013Claimant(s): Edna Thompson, Edna E. Thompson CGM IRA Custodian
Claimant Lawyers(s): Charles M. Thompson
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Julie W. Portera, Todd H. Cox
Arbitrator(s): Daniel H. Kolber, Donald Milo Helton, J. Wesley Romine
Hearing Site: Birmingham, AL
Checkmark IconExpungement

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