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FINRA Awards for Shawn Reagan

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0349810/01/2015Claimant(s): James F. Richards IRA
Claimant Lawyers(s): James F. Richards
Respondent(s): Andrew Zides, T. Rowe Price Investment Services., Daniel Nurkala, Erica Kim, Jeffrey Krawczak, Shawn Reagan
Respondent Lawyers(s): Jonathan C. Caballero
Arbitrator(s): John F. O'Neill
Hearing Site: Birmingham, AL
Checkmark Icon$7,240

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