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FINRA Awards for Brian N. Smiley

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0381812/02/2013Claimant(s): Carey C. Steger, Estate Donald Campbell
Claimant Lawyers(s): Brian N. Smiley
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Chandler R Bridges, Harvey R. Linder, Mollie Wagner Neal
Hearing Site: Atlanta, GA
Checkmark Icon$0
11-0335911/28/2012Claimant(s): VSR Financial Services.
Claimant Lawyers(s): Scott N Sherman
Respondent(s): Dave Duley
Respondent Lawyers(s): Brian N. Smiley
Arbitrator(s): Daniel E. Gulden, Cheryl A. Hooks, John F. O'Neill
Hearing Site: Atlanta, GA
08-0407008/06/2010Claimant(s): East Tennessee Neurology P.C. Profit
Claimant Lawyers(s): Brian N. Smiley
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Joshua D. Wallach, Kenneth M. Jackson, Elton W. Chartrand
Hearing Site: Nashville, TN
Checkmark Icon$484,357
08-0365410/27/2009Claimant(s): Billy and Sharon Powell, Robert and Helen Perkins
Claimant Lawyers(s): Brian N. Smiley, Peter J. Mougey
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Donald N. Cohen
Arbitrator(s): Arthur W. Pigott, Mark A. Myers, James Francis Donovan
Hearing Site: Birmingham, AL
Checkmark Icon$222,053

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