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FINRA Awards for BB&T Securities

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Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0145901/25/2024Claimant(s): Michael Brooks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BB&T Securities
Respondent Lawyers(s): Ella Beres
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Richmond, VA
21-0236403/15/2023Claimant(s): Craig Spry
Claimant Lawyers(s): Julie H. Fosbinder
Respondent(s): Truist Investment Services., Edmond Henley, BB&T Securities
Respondent Lawyers(s): Alexander M. Madrid
Arbitrator(s): Robert Neal Hunter, Frederick R. Benson, Erika Hunter
Hearing Site: Charlotte, NC
20-0354812/27/2022Claimant(s): Jack C. Louis Trust
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): BB&T Securities
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Veera V. Konka, Leona Beane, Amy Jill Baranoff
Hearing Site: New York, NY
Checkmark IconExpungement
21-0249011/21/2022Claimant(s): Linda Puryear
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BB&T Securities
Respondent Lawyers(s): Alexander M. Madrid
Arbitrator(s): Mary E. Woytek
Hearing Site: Charlotte, NC
21-0118611/17/2021Claimant(s): Leah Butterworth
Claimant Lawyers(s): Steve R. Pitzner
Respondent(s): Christopher Swan, BB&T Securities
Respondent Lawyers(s): David M Clem
Arbitrator(s): Mark L. Williams
Hearing Site: Dallas, TX
Checkmark Icon$0
20-0354506/16/2021Claimant(s): Adam Padro
Claimant Lawyers(s): Adam Padro
Respondent(s): BB&T Securities
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): James Gregory Yawman, DeAndra Roache, George Thomas Doran
Hearing Site: Baltimore, MD
Checkmark Icon$0
18-0305107/30/2019Claimant(s): Melissa Wright
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): BB&T Securities
Respondent Lawyers(s): Robert P. Howard
Arbitrator(s): Pamela Jeanne Rush, Brian Michael Kane, Terrence L. Harvey
Hearing Site: Jacksonville, FL
15-0275904/25/2017Claimant(s): Charles Gilbride, Dean Myerow
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): BB&T Securities
Respondent Lawyers(s): David E. Constine
Arbitrator(s): Edward W. Morris, Gregory James Libertiny, Sean F. Monahan
Hearing Site: Newark, NJ
14-0106407/02/2015Claimant(s): Barbara McGouirk, Catherine Leeman, Vickie Leeman, Leeman Architectural Woodwork, Leeman Construction Company., Leeman Installation Inc.
Claimant Lawyers(s): Alan R. Perry
Respondent(s): BB&T Securities
Respondent Lawyers(s): Brian M. Walsh
Arbitrator(s): Joe E. Manuel, James C. Hoover, John F. O'Neill
Hearing Site: Atlanta, GA
Checkmark Icon$226,978
13-0107806/22/2015Claimant(s): James Swan
Claimant Lawyers(s): Nicholas Stevens
Respondent(s): BB&T Securities
Respondent Lawyers(s): Adam Stern
Arbitrator(s): Charles L. Prothero, Linda J. Baer, Louis Aloysius Hall
Hearing Site: Newark, NJ

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