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FINRA Awards for Nicholas Stevens

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0107806/22/2015Claimant(s): James Swan
Claimant Lawyers(s): Nicholas Stevens
Respondent(s): BB&T Securities
Respondent Lawyers(s): Adam Stern
Arbitrator(s): Charles L. Prothero, Linda J. Baer, Louis Aloysius Hall
Hearing Site: Newark, NJ

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