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FINRA Awards for Michael Brooks

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0145901/25/2024Claimant(s): Michael Brooks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BB&T Securities
Respondent Lawyers(s): Ella Beres
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Richmond, VA
19-0071010/17/2019Claimant(s): Michael Brooks
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Igor V. Stadnik
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Norfolk, VA

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