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FINRA Awards for Andrew J. Bernstein

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0060806/26/2024Claimant(s): OTCex
Claimant Lawyers(s): Andrew J. Bernstein
Respondent(s): Mourad Jridi
Respondent Lawyers(s): Gary Trachten
Arbitrator(s): Joseph W. Lodato, Josefa Antonia Sicard-Mirabal, Mitchell H Rubinstein
Hearing Site: New York, NY
11-0371402/25/2013Claimant(s): John Joyce
Claimant Lawyers(s): Andrew J. Bernstein
Respondent(s): Standard Credit Securities Inc.
Respondent Lawyers(s): Chaim A. Levin
Arbitrator(s): Madelon M. Rosenfeld, Paul Kanischak, Gregory J. Getz
Hearing Site: New York, NY
08-0104406/25/2009Claimant(s): Gerald Benjamin
Claimant Lawyers(s): Andrew J. Bernstein
Respondent(s): Navigant Capital Advisors, Navigant Consulting.
Respondent Lawyers(s): Phillip M. Goldberg
Arbitrator(s): Robert H. Putnam, Lawrence M. Oberdank, Susan Klaine Hughes
Hearing Site: Atlanta, GA

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