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FINRA Awards for John W. Mitchell

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0049311/05/2012Claimant(s): Anthony Palazzo, Michael Eddy
Claimant Lawyers(s): Robert D. Terry
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): John W. Mitchell
Arbitrator(s): Donald M. Macdonald
Hearing Site: Atlanta, GA
08-0461311/19/2009Claimant(s): Clifford N. Wade and Margarita D. Wade
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John W. Mitchell
Arbitrator(s): James R. Augustine, R. Phillip Reed, Stuart W. Smith
Hearing Site: Birmingham, AL
Checkmark Icon$370,000

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