Potomac Analytics' Logo

FINRA Awards for Ross W. Cannon

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0373306/03/2014Claimant(s): Kenneth Schilling, Lesley Schilling, Schilling Livestock.
Claimant Lawyers(s): Jeffrey A. Feldman
Respondent(s): Sterling Savings Banc Financial Services, Sterling Savings Bank
Respondent Lawyers(s): Bruce Campbell, Thomas C. Sand
Arbitrator(s): Ross W. Cannon, Francis Joseph Raucci, Joy S. Earls
Hearing Site: Helena, MT
Checkmark Icon$0
12-0433312/13/2013Claimant(s): Brad Johnson
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas Kopshever
Arbitrator(s): Keith C. Folkman, Ross W. Cannon, James R. Medley
Hearing Site: Helena, MT
Checkmark IconExpungement
08-0384110/09/2009Claimant(s): Shannon L. Nichols Trust
Claimant Lawyers(s): Jan Graham
Respondent(s): Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joseph L. Hood, William A. Hohauser
Arbitrator(s): Ross W. Cannon, Kevin D. Swenson, Janet M. Thompson
Hearing Site: Salt Lake City, UT
Checkmark Icon$296,890
08-0172206/30/2009Claimant(s): Rod Babbitt
Claimant Lawyers(s): Jan Graham
Respondent(s): America's Choice Equities
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Douglas Edwards, Ross W. Cannon, David M. Seidner
Hearing Site: Salt Lake City, UT
Checkmark Icon$100,000

4 Results

Display: