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FINRA Awards for Francis Joseph Raucci

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0084608/12/2016Claimant(s): Christopher Warswick
Claimant Lawyers(s): Molly J. Henry
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): James B. Eichberg, Gene R. Thornton, Francis Joseph Raucci
Hearing Site: Salt Lake City, UT
11-0373306/03/2014Claimant(s): Kenneth Schilling, Lesley Schilling, Schilling Livestock.
Claimant Lawyers(s): Jeffrey A. Feldman
Respondent(s): Sterling Savings Banc Financial Services, Sterling Savings Bank
Respondent Lawyers(s): Bruce Campbell, Thomas C. Sand
Arbitrator(s): Ross W. Cannon, Francis Joseph Raucci, Joy S. Earls
Hearing Site: Helena, MT
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