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FINRA Awards for Douglas Edwards

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0274307/30/2015Claimant(s): David Jancuk
Claimant Lawyers(s): William R. Urga
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Douglas Edwards, Robert S. McConnell, Marcia A. Herrmann
Hearing Site: Las Vegas, NV
12-0358402/03/2014Claimant(s): Todd Parriott Trust U/T/D 10-11-2005
Claimant Lawyers(s): M. Nelson Segel
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Douglas Edwards, Kelly K. Herren, Richard R. Edmister
Hearing Site: Las Vegas, NV
Checkmark IconExpungement
10-0417009/10/2012Claimant(s): David DeBerry IRA, Rebecca DeBerry, IRA, David Keith DeBerry Irrevocable Trust I,, David Keith Deberry Irrevocable Trust II, DeBerry Revocable Living Trust, David an, Sharon Lynn DeBerry Irrevocable Trust I,, Sharon Lynn DeBerry Irrevocable Trust II, Sheila Ann DeBerry Lea Irrevocable Trust
Claimant Lawyers(s): Adam Nativ, Dale Ledbetter, George M. Fleming
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Douglas Edwards, George Frederick Garris, Dee Newell
Hearing Site: Las Vegas, NV
Checkmark Icon$0
10-0550701/12/2012Claimant(s): Palatine Capital Investment Group
Claimant Lawyers(s): Harold P. Gewerter
Respondent(s): Alpine Securities Corporation
Respondent Lawyers(s): Erik A. Christiansen
Arbitrator(s): Douglas Edwards, Howard W. Shannon, Barry A. Mainardi
Hearing Site: Las Vegas, NV
Checkmark Icon$0
09-0589701/06/2011Claimant(s): Mary Calzat, Mary D. Calzat IRA, The Calzat Family Trust, DTD 11/25/98
Claimant Lawyers(s): David S. Harrison
Respondent(s): Gregory Bolton, Stephen Wild, Thomas Zielinski, QA3 Financial Corp.
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Douglas Edwards, Katherine M. Harmeyer, Merrill Dean Taylor
Hearing Site: Las Vegas, NV
Checkmark IconExpungement
08-0172206/30/2009Claimant(s): Rod Babbitt
Claimant Lawyers(s): Jan Graham
Respondent(s): America's Choice Equities
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Douglas Edwards, Ross W. Cannon, David M. Seidner
Hearing Site: Salt Lake City, UT
Checkmark Icon$100,000

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