| 14-01383 | 12/22/2014 | Claimant(s): Larry Hendricks
Claimant Lawyers(s): Jan Graham
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Heidi G. Goebel
Arbitrator(s): Marilyn R. Lewis
Hearing Site: Salt Lake City, UT
|  | Dismissed by Rule 12206 |
| 14-00684 | 12/09/2014 | Claimant(s): G. Judd
Claimant Lawyers(s): Jan Graham
Respondent(s): William Loucks, Secu Brokerage Services
Respondent Lawyers(s): Michael L. Weisel, Wm. Kelly Nash
Arbitrator(s): Richard J. Lawrence
Hearing Site: Salt Lake City, UT
| | Dismissed by Rule 12206 |
| 11-02431 | 12/20/2012 | Claimant(s): Irvin Welch
Claimant Lawyers(s): Jan Graham
Respondent(s): Wachovia Securities, Dwayne Alpers, Louis Navellier
Respondent Lawyers(s): Joseph E. Floren, Philip A. McLeod
Arbitrator(s): George J. Karlsven, Joan M. Traub, Michael G. Clark
Hearing Site: Salt Lake City, UT
| | Expungement |
| 11-04059 | 12/07/2012 | Claimant(s): Gary Campanaro, Lorraine Campanaro
Claimant Lawyers(s): Jan Graham
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Steven Gourley
Hearing Site: Los Angeles, CA
| | $29,798 |
| 11-03064 | 06/28/2012 | Claimant(s): Karen Stallard, Lambert Stallard
Claimant Lawyers(s): Jan Graham
Respondent(s): Jackie Wadsworth, Richard Childs, IMS Securities.
Respondent Lawyers(s): Casey W. Jones
Arbitrator(s): Ralph B. Perry
Hearing Site: Las Vegas, NV
| | Expungement |
| 10-04789 | 05/04/2012 | Claimant(s): Mike Stidd, Sherry Stidd
Claimant Lawyers(s): Jan Graham
Respondent(s): Clint Wyckoff, Mark Sumsion, Mark Wyckoff, Phillip Borup, Scott Garbutt, Stonehurst Securities.
Respondent Lawyers(s): Evan A. Schmutz, Phillip Borup, Scott T. Evans
Arbitrator(s): George J. Karlsven, Federico C. Alvarez, Michael Scott Eldredge
Hearing Site: Salt Lake City, UT
| | Expungement |
| 08-03841 | 10/09/2009 | Claimant(s): Shannon L. Nichols Trust
Claimant Lawyers(s): Jan Graham
Respondent(s): Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joseph L. Hood, William A. Hohauser
Arbitrator(s): Ross W. Cannon, Kevin D. Swenson, Janet M. Thompson
Hearing Site: Salt Lake City, UT
| | $296,890 |
| 08-03311 | 08/21/2009 | Claimant(s): Doug Brown
Claimant Lawyers(s): Jan Graham
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Amy Seltzer, Merrill Dean Taylor, Patrick James Martin, J.D.
Hearing Site: Reno, NV
| | $1,425 |
| 08-01722 | 06/30/2009 | Claimant(s): Rod Babbitt
Claimant Lawyers(s): Jan Graham
Respondent(s): America's Choice Equities
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Douglas Edwards, Ross W. Cannon, David M. Seidner
Hearing Site: Salt Lake City, UT
| | $100,000 |
