Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-00684 | 12/09/2014 | Claimant(s): G. Judd Claimant Lawyers(s): Jan Graham Respondent(s): William Loucks, Secu Brokerage Services Respondent Lawyers(s): Michael L. Weisel, Wm. Kelly Nash Arbitrator(s): Richard J. Lawrence Hearing Site: Salt Lake City, UT |  | Dismissed by Rule 12206 |
| 11-00885 | 07/10/2012 | Claimant(s): Alfred Richardson, Alfred W. Richardson IRA Claimant Lawyers(s): Jeffrey A. Feldman Respondent(s): Mark Sumsion, Scott Garbutt, Stonehurst Securities. Respondent Lawyers(s): Phillip Borup, Wm. Kelly Nash Arbitrator(s): Michelle Judy Brant, William W. Haskell, Arocles Aguilar Hearing Site: San Francisco, CA | | Expungement |