17-00051 | 06/25/2018 | Claimant(s): David Coletti, Gail Charles, CDG (Ohio) LLC Claimant Lawyers(s): Ross D Carmel Respondent(s): Bruce Greenwald, Morgan Stanley Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): George J. Karlsven, Daniel M. Yamshon, Marc Kalish Hearing Site: Salt Lake City, UT
| | Expungement |
17-03131 | 05/11/2018 | Claimant(s): Barry Sorensen, Charles Cook, Lared Hansen and Andria B. Hansen, Val H. Bingham and Erin M. Bingham Claimant Lawyers(s): Robert L. Gonser Respondent(s): Heath Bowen Respondent Lawyers(s): Tamara A. Seelman Arbitrator(s): Elwood C. Avery, George J. Karlsven, Daniel M. Yamshon Hearing Site: Salt Lake City, UT
| | $0 |
15-02786 | 04/25/2017 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Curtis Lamb Respondent Lawyers(s): Clinton W. Marrs Arbitrator(s): George J. Karlsven, Edward Allan Hindman, Paul A. Cash Hearing Site: Salt Lake City, UT
| | |
16-00226 | 04/13/2017 | Claimant(s): Grace Huitt Claimant Lawyers(s): Jonathan Kurta Respondent(s): Wilbanks Securities. Respondent Lawyers(s): Aaron B. Wilbanks Arbitrator(s): George J. Karlsven, Richard Djokic, Knute Arthur Rife Hearing Site: Salt Lake City, UT
| | $1,073,440 |
12-02097 | 02/25/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Paul T. Cahill Respondent(s): George Lucker Respondent Lawyers(s): George Henry Lucker Arbitrator(s): George J. Karlsven Hearing Site: Boise, ID
| | |
11-02431 | 12/20/2012 | Claimant(s): Irvin Welch Claimant Lawyers(s): Jan Graham Respondent(s): Wachovia Securities, Dwayne Alpers, Louis Navellier Respondent Lawyers(s): Joseph E. Floren, Philip A. McLeod Arbitrator(s): George J. Karlsven, Joan M. Traub, Michael G. Clark Hearing Site: Salt Lake City, UT
| | Expungement |
12-00052 | 11/19/2012 | Claimant(s): Isabel Robinson Claimant Lawyers(s): Jeffrey M. Salas Respondent(s): Brian Horne, Shelley Stevens, Investment Management Corporation Respondent Lawyers(s): Brian Young Horne, Kevin Kunz, Shelley Ann Stevens Arbitrator(s): George J. Karlsven Hearing Site: Salt Lake City, UT
| | $61,422 |
10-04789 | 05/04/2012 | Claimant(s): Mike Stidd, Sherry Stidd Claimant Lawyers(s): Jan Graham Respondent(s): Clint Wyckoff, Mark Sumsion, Mark Wyckoff, Phillip Borup, Scott Garbutt, Stonehurst Securities. Respondent Lawyers(s): Evan A. Schmutz, Phillip Borup, Scott T. Evans Arbitrator(s): George J. Karlsven, Federico C. Alvarez, Michael Scott Eldredge Hearing Site: Salt Lake City, UT
| | Expungement |
09-00993 | 04/22/2010 | Claimant(s): The Alan B. White Trust Claimant Lawyers(s): Bruce D. Oakes Respondent(s): ITradeDirect.com Corporation Respondent Lawyers(s): Eric Arlt Arbitrator(s): James B. Vessey, George J. Karlsven, Russell K. Cannon Hearing Site: Salt Lake City, UT
| | $529,470 |