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FINRA Awards for Ross D Carmel

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0005106/25/2018Claimant(s): David Coletti, Gail Charles, CDG (Ohio) LLC
Claimant Lawyers(s): Ross D Carmel
Respondent(s): Bruce Greenwald, Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): George J. Karlsven, Daniel M. Yamshon, Marc Kalish
Hearing Site: Salt Lake City, UT
Checkmark IconExpungement
16-0201908/25/2017Claimant(s): Laidlaw & Company (uk) Ltd.
Claimant Lawyers(s): Ross D Carmel
Respondent(s): Marc Reda
Respondent Lawyers(s): Marc Augustus Reda
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
16-0262202/06/2017Claimant(s): Primary Capital
Claimant Lawyers(s): Ross D Carmel
Respondent(s): Frank Decillis, Michael Vitulli
Respondent Lawyers(s): Frank Richard Decillis, Michael Joseph Vitulli
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
16-0202211/30/2016Claimant(s): Laidlaw & Company (UK) Ltd.
Claimant Lawyers(s): Ross D Carmel
Respondent(s): Patrick White
Respondent Lawyers(s): Patrick Justin White
Arbitrator(s): Martin L. Feinberg
Hearing Site: New York, NY

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