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FINRA Awards for James B. Vessey

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0099304/22/2010Claimant(s): The Alan B. White Trust
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): ITradeDirect.com Corporation
Respondent Lawyers(s): Eric Arlt
Arbitrator(s): James B. Vessey, George J. Karlsven, Russell K. Cannon
Hearing Site: Salt Lake City, UT
Checkmark Icon$529,470
07-0121603/22/2010Claimant(s): Herbert and Dorthy Thiry
Claimant Lawyers(s): Clinton W. Marrs
Respondent(s): Robert Schultz, Scott Magallanes, Steve Skytte, Brookstreet Securities Corporation
Respondent Lawyers(s): Elizabeth Lowery, H Thomas Fehn, Scott Lee Magallanes, Steve Skytte
Arbitrator(s): James B. Vessey, Jonathan H. Larson, Barry H. Barnett
Hearing Site: Albuquerque, NM
Checkmark Icon$135,000
06-0503102/20/2009Claimant(s): Barbara Zickler IRA
Claimant Lawyers(s): Justin R. Sawyer
Respondent(s): Brookstreet Securities Corporation
Respondent Lawyers(s): Thomas H. Fehn
Arbitrator(s): James B. Vessey, Peter J. Broullire, Edward Allan Hindman
Hearing Site: Albuquerque, NM
Checkmark IconStipulated Award

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